INVESTOR INFORMATION

Help Maxwellia unlock the Self Care potential of the off-patent prescription portfolio

The Investment Publications are being made available on the basis that you are a certified high net worth individual (as that term is defined in article 48(2) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005) (“FPO”)) or a self-certified sophisticated investor (as that term is defined in article 50A of the FPO). Accordingly, these Investment Publications are exempt from the general restriction on the communication of invitations or inducements to engage in investment activity set out in section 21 of the Financial Services and Markets Act 2000 (“FSMA”) .

To qualify as a certified high net worth individual, you must have signed a statement (within the last 12 months) in the terms set out in part I of schedule 5 of the FPO.

To be certified as a high net worth individual, you must have had annual income of at least £100,000 for, or held net assets to the value of not less than £250,000 throughout, the financial year immediately preceding the date on which the certificate is signed.

To qualify as a self-certified sophisticated investor, you must have signed a statement (within the last 12 months) in the terms set out in part II of schedule 5 of the FPO.

To be certified as a sophisticated investor, you must either: be a member of a network or syndicate of business angels and have been for six months before the date of the statement; or have made more than one investment in an unlisted company in the two years before the date of the statement; or be working or have worked in the two years before the date of the statement in a professional capacity in the private equity sector or in the provision of finance for small and medium enterprises; or be currently or have been in the two years before the date of the statement, a director of a company with an annual turnover of at least £1 million. 

The act of requesting one or both of these Investment Publications is taken as confirmation that you are a certified high net worth individual or a self-certified sophisticated investor.  If you are in any doubt about the shares in Maxwellia Ltd, you should consult a person authorised under the FSMA who specialises in advising on shares in private companies.

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